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Reglamentación de Valores

Bienvenidos al área de Reglamentación de Valores. En esta sección encontrará instrucciones generales y los formularios requeridos para la inscripción de valores y entidades de valores en Puerto Rico. Para información adicional sobre nuestras leyes y reglamentos.

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7 Sep
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Non Ratione
3 Oct
2023
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20 Oct
2023
Ipsam Ab Nobis Sit
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2022
Minima Amet Architecto Et

Reglamentaciones de Valores

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Securities Registration Division Form
Form S-5
November 15, 2023
Securities Registration Division Form
Form S-3
November 15, 2023
Securities Registration Division Form
Form S-2
November 15, 2023
Securities Registration Division Form
Form S-1
November 15, 2023
Securities Registration Division Form
Form R-6
November 15, 2023
Securities Registration Division Form
S-402 (b)(9)
November 15, 2023
Securities Registration Division Form
Form S-4
November 15, 2023
Securities Registration Division Form
Form R-6.docx
November 15, 2023
Securities Registration Division Form
Additional Forms - Networking Agreement
November 15, 2023
Securities Registration Division Form
Additional Forms - IRA Advertisement Certification Form
November 15, 2023

Formularios de Valores (Securities)
Securities Registration Division - Form

En esta sección encontrará instrucciones generales y los formularios requeridos para la inscripción de valores y entidades de valores en Puerto Rico.

In this section you will find general instructions and forms required to register securities and securities entities in Puerto Rico.

Registro de Casas de Corretaje

Written Consent for Limited Liability Companies, Sole Proprietorships or Partnerships
Broker Dealer Questionnaire and Affidavit Prior Sales
Form R-5 Corporate Resolution
General Requirements and Instructions BD (Rev. 05-2021)

Registro de Casas de Corretaje

Glovista aciicalasses allocation Fund
Oiganlcation of the Atlas us lacucal income rund, inc. /pnl 2015
Global Opportunities Capital Appreciation Fund Amended and Restated Ruling Upon Conversion Under l.aw 93-2013
UBS-Popular Funds-Repurchase of Shares of Closed end Funds Co-advised by Popular Asset Nigmt and UBS Asset Managers under Art 25 of act 92.201
First Puerto Rico Family of Funds-repurchase of shares under Art. 25 Act 93-2013-Feb 5 2014
UBS Funds Ruling authonzing Repurchase of shares of Sommon stock of cerlain oerS 12 19 2013

Determinaciones Administrativas

General Requirements and Instructions for Regulation A - Tier 1
General Requirements and Instructions for Regulation A - Tier 2
General Requirements and Instructions for Regulation A - Tier 2
Form S 2 (Rev 03-13)
Form S-5 (Rev 03-13)
S 402 (b)(9) Rev 03-13
Form R-6 Consent to Services (Rev 01-19)

Additional Forms

Networking Agreement
IRA Advertisement Certification Form